Disclosures & Downloads

Disclosure & Compliance

Indsec operates under strict regulatory frameworks with full adherence to SEBI guidelines. This page centralises our statutory disclosures, registrations and the channels available to investors, regulators and the public.

Statutory Information

Corporate Identity

  • Name: Indsec Securities & Finance Limited
  • CIN: U67120MH1993PLC073185
  • PAN: AAACI1958G
  • GSTIN: 27AAACI1958G1ZL
  • Incorporated: 1993 · Mumbai, Maharashtra

Exchange & Depository

  • National Stock Exchange of India (NSE)
  • BSE Ltd.
  • NSDL — Depository Participant
  • Capital Market & F&O segments

SEBI Registrations

  • Stock Broker (NSE/BSE/MCX-SX): INZ000236731
  • Depository Participant (NSDL): IN-DP-475-2020
  • Portfolio Manager (PMS): INP000001892
  • AMFI: 9194

More Disclosures & Investor Information

Explore our dedicated investor-information pages — documents, forms, payment details and educational resources.

Corporate Disclosure

AGM & EGM notices, annual returns and board governance policies, filed under the Companies Act and SEBI guidelines.

Investor Charters & Complaints Data

SEBI-mandated investor charters and the monthly investor-complaints data across our broking, depository and PMS activities.

Client Registration Documents

Account opening kits, KYC updation forms, the nomination form and rights & obligations documents.

Client Bank Account Details

Designated USCNBA accounts for fund transfers, validated UPI payment guidance and SEBI Check verification.

KRA / KYC Status

How to view your KYC validation status with the KRAs and the steps to update it.

Investor Mobile Application by Depositories

NSDL Speede and CDSL myeasi apps for a consolidated, single-login view of your securities holdings.

Investor Awareness & Education

Curated educational videos and expert podcasts from the exchanges and leading institutions on safe investing.

Research Disclaimer & Disclosures

Rating scale, analyst certification, regulatory disclosures, business activities and disciplinary history.

e-Voting Facility

Register with the Depositories (NSDL / CDSL) to access the e-voting facility provided by listed entities.

Operation of Accounts in Case of an Incapacitated Investor

PDF · 271 KB

Common SOP for the operation of accounts in case of an incapacitated investor — applicable to Depositories and Mutual Funds.

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Anti-Money Laundering (PMLA) Policy

PDF · 353 KB

Policy and procedures under the Prevention of Money Laundering Act.

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PMS Disclosure Document

PDF · 400 KB

SEBI-mandated disclosure document for Indsec's Portfolio Management Services.

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Investor Complaint Process

PDF · 255 KB

The process for raising and escalating an investor complaint with Indsec.

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Escalation Matrix

PDF · 233 KB

Designated contacts and escalation levels for investor grievances.

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Account Opening Process

PDF · 223 KB

Step-by-step process for opening an account with Indsec.

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